money changing hands against a backdrop of Slack UIs

Why financial advisors need a digital HQ now

How firms can drive collaboration while complying to regulatory standards

작성자: Alex King and Nick Young, Slack, Value Consulting2022년 4월 12일Sabrena Khadija 의 일러스트

We are at a critical juncture where the decisions financial advisors and firms make today will have lasting reach into the future. With uncertainty looming in financial markets, and inflation at the highest it’s been in more than 40 years, consumers are turning to professionals to help them navigate their uncertain future.

In addition, flexible and digital-forward experiences for consumers and employees are becoming a preferred way of doing business. Case in point: 65% of consumers say that the pandemic has elevated their expectations of an organization’s digital capabilities. There hasn’t been a better time to build trust with clients—but many wealth-management firms are moving at a slow pace when it comes to adopting transformative technologies.

This climate presents an opportunity for advisors to lean into innovative tools that provide faster and more secure customer satisfaction. That happens when firms adopt flexible products and services—a digital HQ that ties essential tools, people, customers and partners together on a single collaborative platform.


of consumers have higher expectations of an organization’s digital capabilities

This climate presents an opportunity for advisors to lean into innovative tools that provide faster and more secure customer satisfaction.

To stay ahead of the competition, firms must help financial advisors lead with technology that meets current and future generations of clients where they want to be. Adopting a digital HQ streamlines everyday processes and systems for financial advisors by breaking down communication silos and bringing teams together around common goals, projects and processes. This frees up time so advisors can focus more attention on their clients.

Adopting a digital HQ supports firms to grow their top-line revenue, expand their margins and retain talent for longer. Banks and wealth-management firms that want to succeed in a modern, digital-forward way of working are using Slack to accelerate their business processes and become more client and employee focused. Here are three ways Slack helps firms drive efficient collaboration while maintaining compliance with regulatory standards.

Ensure enterprise-grade security and compliance at scale

Keeping their clients’ best interests in mind, financial advisors keep security and compliance as their top priorities. Conveniently, Slack is an enterprise-grade tool that allows employees to work securely across devices, whether they’re on a computer, tablet or phone. This flexibility makes it easy for teams to collaborate while meeting FINRA standards.

With Slack Enterprise Grid, compliance requirements can be scaled and permissions can be customized for those who need access to specific information in channels. Security is enabled through integrating discoverability tools (including data loss prevention, security information and event management, and eDiscovery) and Slack Enterprise Key Management. With these protections, firms in the financial services, government and healthcare sectors are using Slack to transform how work gets done.

Streamline operations to benefit customers and employees

As wealth-management firms identify competitive advantages over their competitors, improving the management of disjointed operations financial advisors experience is a top priority. Slack enables financial advisors to provide better service to their clients by taking care of their requests faster and with less obstacles by streamlining workflows. And providing a digital HQ that makes work simpler, more pleasant and more productive for employees and their teams plays a fundamental role in attracting and retaining talent. Eighty-six percent of businesses say good collaboration apps help them retain their best talent and communities.

Wealth management thought leadership series UI image

Slack becomes a searchable, centralized digital HQ that instantly pushes information to financial advisors, allowing them to make decisions that better serve their clients. Through Slack, employees can immediately tap into the full power of the firm’s historical data and experts in other departments. Providing tailored services to their clients empowers advisors to become trusted strategic partners for their customers’ financial well-being.

For example, if a client wants to change their exposure to ESG products or purchase a new home, financial advisors can use Slack to reach out to internal teams in dedicated channels to get the most relevant information on potential products for their customers. Slack’s proprietary features accommodate the way the most-effective teams operate, transforming long, drawn-out emails and siloed conversations into fast solutions for advisors. Our research found that using Slack helped teams turn work around 35% faster with 36% fewer meetings.

Provide more value through automations, transparency and flexibility

Slack’s time-saving advantage for financial advisors and their firms is it enables all employees, regardless of technical capabilities, to simplify lengthy business processes through low or no-code workflows. Workflows aid collaboration in channels by helping teams to quickly capture, route and store information into business systems. These automations take care of repetitive tasks so busy employees can focus on their clients.

Traditionally, many customer requests and service conversations have been lost in multiple emails, text messages and systems of record. Inboxes get flooded with information, and departments are siloed. Slack’s secure channels increase the speed it takes to archive conversations and information in a central place and reduce human error by keeping information visible and searchable.

And when it comes to improving customer service, teams can quickly mobilize and collectively solve clients’ requests in a channel to find the best solution. Clients don’t have to wait for updates, and teams can move on to attracting new clients and cultivating existing relationships.

financial professionals using Slack

Start working in a secure digital HQ

By making Slack your digital HQ, you can bring all your financial advisors, teams and tools together in one secure place and ensure your firm remains compliant. When you give your firm a communication platform that’s easy and enjoyable to use, financial advisors are able to use the full breadth of your firm to provide world-class service to your clients. With Slack, you are empowering teams to transform their way of working so they can better serve their clients. See your business come to life in Slack. Get a free demo.


  1. State of the connected customer, Salesforce (October 2020)
  2. IDC, The IDC MarketScape: “Worldwide Collaboration and Community Applications 2021
  3. Weighted average. Based on 2,707 survey responses from weekly Slack users in the U.S., U.K., Australia and Canada with a ± 2% margin of error at 95% CI (December 2021)

이 포스트가 유용했나요?



피드백을 주셔서 감사합니다.


피드백을 주셔서 감사합니다.

죄송합니다. 문제가 발생했습니다. 나중에 다시 시도해주세요.

계속 읽기


Slack 캔버스로 더욱 앞서가는 Digital HQ

Slack 및 Salesforce 360의 가치를 강화하여 팀 생산성을 향상하는 기능을 소개합니다.


Digital HQ란 무엇일까요? (지금 당신에게 꼭 필요한 이유)

오늘날 최고의 기업들은 팀과 도구를 한곳에 결집하여 보다 유연하고 생산적인 업무 방식을 채택하고 있습니다.


일하면서 여름휴가도 즐기는 현명한 방법, 워케이션

팬데믹 동안 여행을 떠나 제대로 된 휴식을 취하지도 못했기에 새로운 공간과 환경에 대한 니즈가 그 어느 때보다 많고, 이는 워케이션이 트렌드로 떠오른 이유입니다. Slack은 워케이션을 가장 잘 보낼 수 있도록 도와주는 핵심적인 도구가 될 수 있습니다.


고객과의 원활한 협업을 추진하는 법

여러 고객 혹은 외부 조직 팀들과 의사소통이 필요한 경우 그 과정에서 소통 채널이 통합되어 있지 않으면 협업에 어려움이 발생합니다. Slack을 활용해서 생산적이고 효율적인 외부 협업을 끌어내는 구체적인 방법을 공유드립니다.